Nick Briggs | Director, Compliance & Operations | GRP Financial

Nick Briggs

Director, Compliance and Operations
(415) 526-2755

Nick Briggs has been in the financial services industry for over 5 years. He began his career at Financial Telesis Inc., a full service independent broker dealer and investment advisor, specializing in retirement plan services. In 2014, Nick joined Global Retirement Partners, LLC and LPL Financial, where he became registered as an Investment Advisor Representative and General Securities Principal, respectively. Over the years, Nick has gained significant compliance expertise and has become an integral part of GRP. With the Series 7, 66, and 24* licenses under his belt, he continues to support our advisors with compliance and regulatory obligations.

*Series 7 and 24 held throgh LPL Financial. Series 66 held throgh Global Retirement Partners and LPL Financial.

 

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