VP, Risk Management(415) 526-2756
Don joined GRP in 2018 coming from LPL Financial’s Business Risk Management department and brings more than 22 years of experience in the financial services industry. Don brings to this position a diverse background in branch management, surveillance, audit, complaint resolution, advisor training, supervision training, advertising review, trend risk analysis, and most recently served as a Supervisory Principal providing supervision of LPL OSJs and advisors. Prior to pursuing a career in compliance, he was a Financial Advisor offering clients a variety of products to meet their individual needs. Don earned both his MBA in Finance and a BS in Entrepreneurial Management from San Francisco State University.