Dan Thomas

VP, Advertising and Marketing Compliance
760-441-6834

Dan has over 25 years of experience in the financial services industry.  His diverse background includes having held a variety of roles encompassing Financial Advisor, Branch Manager, Business Development Manager, Director of Operations and Chief Compliance Officer. Dan is actively involved in advocating for Financial Advisors, firms, and the industry by having been part of committees and councils such as the Insured Retirement Institute (IRI) Securities and Regulatory and Advocacy Committee, FINRA District 2 Regional Committee and the Financial Services Institute (FSI) Compliance Council.  Dan assists Advisors with advertising and marketing reviews and serves as GRP’s VP of Marketing Review. He is also a Registered Principal with LPL Financial. Outside of work Dan enjoys traveling and investing time in his local community.